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Lyn E Brandt
LYN EUGENE BRANDT
CRD#: 2550020
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 S 2903 GRAND BLVD.
SPOKANE, WA 99203
Registration History
19952000200520102015202020252 FIRMS1997 - 1998 (<1 year)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (12 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)1998 - 2010 (11 years)BMCLAUGHLIN, PIVEN, VOGEL SECUR... (CRD# 7404)1994 - 1997 (2 years)IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2006 - 2010 (4 years)
Disclosure(s)
View By:
9/14/1996
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 3/29/2016

B
Nevada 8/24/2023

B
California 10/25/2012

B
New Hampshire 4/25/2019

B
Colorado 2/19/2014

B
New Jersey 4/18/2021

B
Hawaii 9/29/2023

B
New York 10/24/2013

B
Idaho 10/1/2012

B
Oregon 8/25/2015

IA
Idaho 8/18/2015

B
Pennsylvania 7/17/2015

B
Illinois 11/21/2017

B
Texas 10/1/2012

B
Indiana 7/21/2017

IA
Texas 9/20/2013

B
Iowa 12/11/2019

B
Virginia 3/22/2024

B
Maine 3/5/2021

B
Washington 10/1/2012

B
Massachusetts 10/1/2012

IA
Washington 10/1/2012

B
Montana 10/1/2012

B
Wisconsin 12/21/2015

B
Nebraska 10/2/2023

B
Wyoming 1/26/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
S 2903 GRAND BLVD., SPOKANE, WA 99203
1790 W. PULLMAN ROAD, MOSCOW, ID 83843
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
S 2903 GRAND BLVD., SPOKANE, WA 99203
1790 W. PULLMAN ROAD, MOSCOW, ID 83843
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/11/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SPOKANE, WA
B
07/14/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SPOKANE, WA
IA
08/18/2010 - 07/11/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SPOKANE, WA
B
08/18/2010 - 07/11/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SPOKANE, WA
IA
02/09/2006 - 08/06/2010 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) DAVENPORT, WA
B
09/24/1998 - 08/06/2010 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) DAVENPORT, WA
B
07/01/1997 - 05/11/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
07/01/1997 - 05/11/1998 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
10/17/1994 - 04/01/1997 MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (CRD#:7404) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.