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Detailed Report
Maureen A Flanagan
MAUREEN ANNE FLANAGAN, MAUREEN ANNE GALLOGLY, MAUREEN FLANAGAN GALLOGLY
CRD#: 2549556
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 Newport Beach, CA
Registration History
20002002200420062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2013 - 2023 (10 years)BUST FINANCIAL SERVICES CORP. (CRD# 36881)2000 - 2001 (1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2013 - 2025 (11 years)IACONTANGO CAPITAL ADVISORS, INC. (CRD# 131308)2005 - 2006 (1 year)IAFIRST AMERICAN TRUST (CRD# 108923)2004 - 2004 (<1 year)IASTEIN ROE INVESTMENT COUNSEL LLC (CRD# 109644)2003 - 2004 (1 year)
Disclosure(s)
View By:
11/15/2004
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Alabama 5/7/2024
B
Nebraska 5/7/2024
B
Alaska 9/29/2023
B
Nevada 9/29/2023
B
Arizona 9/29/2023
B
New Hampshire 9/29/2023
B
Arkansas 5/10/2024
B
New Jersey 9/29/2023
B
California 9/29/2023
B
New Mexico 5/7/2024
IA
California 5/7/2024
B
New York 9/29/2023
B
Colorado 9/29/2023
B
North Carolina 9/29/2023
B
Connecticut 9/29/2023
B
North Dakota 5/13/2024
B
Delaware 9/29/2023
B
Ohio 9/29/2023
B
District of Columbia 9/29/2023
B
Oklahoma 5/7/2024
B
Florida 9/29/2023
B
Oregon 9/29/2023
B
Georgia 9/29/2023
B
Pennsylvania 9/29/2023
B
Hawaii 9/29/2023
B
Puerto Rico 5/20/2024
B
Idaho 5/7/2024
B
Rhode Island 5/7/2024
B
Illinois 9/29/2023
B
South Carolina 5/15/2024
B
Indiana 5/13/2024
B
South Dakota 5/7/2024
B
Iowa 5/7/2024
B
Tennessee 9/29/2023
B
Kansas 5/7/2024
B
Texas 9/29/2023
B
Kentucky 5/14/2024
IA
Texas 5/8/2024
B
Louisiana 5/8/2024
B
Utah 9/29/2023
B
Maine 5/7/2024
B
Vermont 5/7/2024
B
Maryland 5/9/2024
B
Virgin Islands 5/9/2024
B
Massachusetts 9/29/2023
B
Virginia 9/29/2023
B
Michigan 9/29/2023
B
Washington 9/29/2023
B
Minnesota 5/7/2024
B
West Virginia 5/9/2024
B
Mississippi 5/7/2024
B
Wisconsin 5/7/2024
B
Missouri 5/10/2024
B
Wyoming 9/29/2023
B
Montana 9/29/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
Newport Beach, CA
660 NEWPORT CENTER DRIVE SUITE 750, NEWPORT BEACH, CA 92660
Registered with this firm since 5/7/2024
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
Newport Beach, CA
660 NEWPORT CENTER DRIVE SUITE 750, NEWPORT BEACH, CA 92660
Registered with this firm since 9/29/2023
Previous Registration(s)
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 06/25/2013 - 03/20/2025 J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559) NEWPORT BEANCH, CA
B
 06/14/2013 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) NEWPORT BEACH, CA
IA
 04/18/2005 - 09/26/2006 CONTANGO CAPITAL ADVISORS, INC. (CRD#:131308) IRVINE, CA
IA
 04/02/2004 - 10/28/2004 FIRST AMERICAN TRUST (CRD#:108923) SANTA ANA, CA
IA
 01/22/2003 - 02/02/2004 STEIN ROE INVESTMENT COUNSEL LLC (CRD#:109644) NEWPORT BEACH, CA
B
 07/06/2000 - 08/31/2001 UST FINANCIAL SERVICES CORP. (CRD#:36881) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.