Individual Firm
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KRISTA ANN STAMPER
KRISTA ANN HUGHES, Krista A Hughes
CRD#: 2549530
IA
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CONCURRENT INVESTMENT ADVISORS, LLCCRD#: 323135 100 Cushman St
Suite 501
Fairbanks, AK 99701
Suite 501
Fairbanks, AK 99701
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Alaska 4/24/2023
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Texas 2/2/2024
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Registered with this firm since 4/24/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/24/2023 - 06/26/2024 | Fairbanks, AK | |
IA | 10/05/2020 - 05/01/2023 | Fairbanks, AK | |
B | 10/05/2020 - 05/01/2023 | Fairbanks, AK | |
IA | 06/21/2016 - 10/07/2020 | FAIRBANKS, AK | |
B | 02/03/2006 - 10/07/2020 | FAIRBANKS, AK | |
IA | 03/19/2002 - 02/21/2006 | FAIRBANKS, AK | |
B | 04/22/1999 - 02/21/2006 | SAN FRANCISCO, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.