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MARK ALLEN FLORES
CRD#: 2548443
IA
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WELLS FARGO ADVISORSCRD#: 19616 3936 PORTSMOUTH BLVD
CHESAPEAKE, VA 23321
CHESAPEAKE, VA 23321
0
Disclosures
30
Years of Experience
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State Registrations
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Alabama 9/29/2023
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Montana 9/29/2023
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Arizona 3/4/2021
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Nevada 9/29/2023
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California 9/29/2023
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New Hampshire 9/29/2023
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Colorado 12/13/2019
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New Jersey 7/26/2023
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Connecticut 9/29/2023
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New Mexico 9/30/2024
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District of Columbia 9/29/2023
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New York 9/29/2023
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Florida 5/25/2004
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North Carolina 5/29/2003
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Georgia 2/19/2016
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North Dakota 9/29/2023
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Idaho 9/29/2023
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Ohio 9/29/2023
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Illinois 9/29/2023
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Oregon 9/29/2023
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Indiana 9/29/2023
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Pennsylvania 12/2/2020
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Kansas 12/22/2014
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South Carolina 9/30/2008
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Kentucky 9/29/2023
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Tennessee 8/17/2021
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Louisiana 7/26/2023
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Texas 1/3/2017
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Maine 9/29/2023
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Texas 1/3/2017
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Maryland 11/2/2022
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Virginia 5/29/2003
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Massachusetts 9/29/2023
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Virginia 5/29/2003
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Michigan 9/29/2023
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Washington 1/6/2004
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Mississippi 9/29/2023
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West Virginia 9/29/2023
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Missouri 4/9/2014
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Wisconsin 9/29/2023
SRO Registrations
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Registered with this firm since 5/29/2003
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Registered with this firm since 5/29/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/01/1997 - 05/05/2003 | VIRGINIA BEACH, VA | |
B | 07/21/1997 - 05/05/2003 | NEW YORK, NY | |
B | 11/02/1994 - 07/24/1997 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.