Individual Firm
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GEORGE ANDREW HADDAD
GEORGE A HADDAD
CRD#: 2548376
IA
B
MORGAN STANLEYCRD#: 149777 7755 Montgomery Road
2Nd Floor
Cincinnati, OH 45236
2Nd Floor
Cincinnati, OH 45236
0
Disclosures
29
Years of Experience
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State Registrations
B
Arizona 8/13/2021
B
Massachusetts 2/9/2023
B
California 8/13/2021
B
Michigan 8/13/2021
B
Colorado 8/13/2021
B
Missouri 8/13/2021
B
Connecticut 6/22/2022
B
New York 11/4/2021
B
Florida 8/13/2021
B
Ohio 8/13/2021
B
Idaho 8/13/2021
IA
Ohio 8/15/2021
B
Illinois 8/13/2021
B
Pennsylvania 11/7/2023
B
Indiana 8/13/2021
B
South Carolina 8/13/2021
B
Kansas 11/2/2021
B
Texas 8/13/2021
B
Kentucky 8/13/2021
IA
Texas 8/13/2021
B
Maine 5/26/2022
B
Virginia 1/31/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/13/2021
B
Registered with this firm since 8/13/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/28/1999 - 08/16/2021 | CINCINNATI, OH | |
B | 03/21/1997 - 08/16/2021 | CINCINNATI, OH | |
B | 09/18/1995 - 04/09/1997 | NEW YORK, NY |
CINCINNATI, OH
06/28/1999 - 08/16/2021
CINCINNATI, OH
03/21/1997 - 08/16/2021
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.