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Stephen Bowden Wilkins
BO WILKINS
CRD#: 2546528
IA
Investment Adviser
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Previous Broker
OXFORD FINANCIAL GROUP, LTDCRD#: 105303 3060 PEACHTREE ROAD NW
SUITE 470
ATLANTA, GA 30305
Registration History
1995200020052010201520202025IAOXFORD FINANCIAL GROUP, LTD (CRD# 105303)2024 - Present (<1 year)BTHE LEADERS GROUP, INC. (CRD# 37157)2020 - 2024 (3 years)BTHE LEADERS GROUP, INC. (CRD# 37157)2015 - 2019 (4 years)BCERTUSSECURITIES, INC. (CRD# 144051)2012 - 2015 (3 years)BM HOLDINGS SECURITIES, INC. (CRD# 43285)2001 - 2012 (10 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2000 - 2001 (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1995 - 1999 (4 years)IASOUNDRIVER ADVISORS, LLC (CRD# 166628)2013 - 2016 (3 years)
Disclosure(s)
View By:
10/28/2002
Customer Dispute
Denied
License(s)

State Registrations

IA
Georgia 4/22/2024

Current Registration(s)
IA
OXFORD FINANCIAL GROUP, LTD (CRD#:105303)
3060 PEACHTREE ROAD NW SUITE 470, ATLANTA, GA 30305
Registered with this firm since 4/22/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
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04/06/2020 - 03/15/2024 THE LEADERS GROUP, INC. (CRD#:37157) LITTLETON, CO
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12/03/2015 - 12/31/2019 THE LEADERS GROUP, INC. (CRD#:37157) LITTLETON, CO
IA
01/22/2013 - 07/11/2016 SOUNDRIVER ADVISORS, LLC (CRD#:166628) ATLANTA, GA
B
01/23/2012 - 11/30/2015 CERTUSSECURITIES, INC. (CRD#:144051) ATLANTA, GA
B
05/03/2001 - 01/04/2012 M HOLDINGS SECURITIES, INC. (CRD#:43285) ATLANTA, GA
B
03/28/2000 - 05/01/2001 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
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04/20/1995 - 07/08/1999 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.