• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RICARDO MIHALY
CRD#: 2546006
IA
Investment Adviser
B
Broker
ICON WEALTH PARTNERSCRD#: 319609 1980 POST OAK BOULEVARD
SUITE 1300
HOUSTON, TX 77056
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 1980 Post Oak Blvd.
Suite 1300
Houston, TX 77056
Registration History
199820002002200420062008201020122014201620182020202220242026IAICON WEALTH PARTNERS (CRD# 319609)2022 - Present (2 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2017 - Present (7 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2014 - 2017 (2 years)BTRIAD ADVISORS, INC. (CRD# 25803)2012 - 2013 (<1 year)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2010 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2009 (<1 year)BTHE GMS GROUP, LLC (CRD# 8000)1997 - 2002 (5 years)IAICON WEALTH PARTNERS, LLC (CRD# 283098)2017 - 2022 (4 years)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)2015 - 2017 (1 year)
License(s)

State Registrations

B
California 9/12/2024

B
New York 9/15/2024

B
Georgia 9/16/2024

B
Texas 5/10/2017

B
Illinois 10/2/2024

IA
Texas 8/1/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ICON WEALTH PARTNERS (CRD#:319609)
1980 POST OAK BOULEVARD SUITE 1300, HOUSTON, TX 77056
Registered with this firm since 8/1/2022

B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
1980 Post Oak Blvd. Suite 1300, Houston, TX 77056
Registered with this firm since 4/3/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/21/2017 - 08/01/2022 ICON WEALTH PARTNERS, LLC (CRD#:283098) HOUSTON, TX
IA
03/06/2015 - 02/23/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) HOUSTON, TX
B
11/17/2014 - 02/23/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) HOUSTON, TX
B
10/18/2012 - 08/15/2013 TRIAD ADVISORS, INC. (CRD#:25803) HOUSTON, TX
B
06/01/2009 - 06/16/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PURCHASE, NY
B
12/10/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
06/17/1997 - 10/10/2002 THE GMS GROUP, LLC (CRD#:8000) EAST HANOVER, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.