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Detailed Report
DAVID RAY HENZE
CRD#: 2545890
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 101 PLAZA EAST BOULEVARD
SUITE 116
EVANSVILLE, IN 47715
Registration History
19952000200520102015202020252 FIRMS2002 - 2025 (22 years)2 FIRMS2025 - Present (<1 year)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2002 - 2006 (3 years)BSECURITIES AMERICA, INC. (CRD# 10205)2000 - 2002 (2 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1995 - 2001 (6 years)IASECURITIES AMERICA ADVISORS INC (CRD# 110518)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Florida 1/24/2025
B
Michigan 1/24/2025
B
Indiana 1/24/2025
B
Pennsylvania 1/24/2025
IA
Indiana 1/24/2025
B
Washington 1/24/2025
B
Kentucky 1/24/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
101 PLAZA EAST BOULEVARD SUITE 116, EVANSVILLE, IN 47715
Registered with this firm since 1/24/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
101 PLAZA EAST BOULEVARD SUITE 116, EVANSVILLE, IN 47715
Registered with this firm since 1/24/2025
Previous Registration(s)
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IA
 12/03/2002 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) EVANSVILLE, IN
B
 11/25/2002 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) EVANSVILLE, IN
B
 11/25/2002 - 06/08/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
IA
 02/05/2002 - 12/31/2002 SECURITIES AMERICA ADVISORS INC (CRD#:110518) EVANSVILLE, IN
B
 12/20/2000 - 12/03/2002 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
 01/27/1995 - 01/04/2001 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.