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Detailed Report
DAVID CLARK GOSSLING
DAVID C GOSSLING
CRD#: 2545451
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 221 25th St
Ogden, UT 84401
Registration History
19952000200520102015202020252 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BLINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2001 - 2022 (20 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2001 - 2006 (4 years)BUNITED PACIFIC SECURITIES, INC. (CRD# 21986)1997 - 1997 (<1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1994 - 1997 (2 years)IALINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2017 - 2022 (4 years)
Disclosure(s)
View By:
Investigation
6/17/1999
Regulatory
Final
License(s)

State Registrations

B
Arizona 9/1/2023
B
North Carolina 9/1/2023
B
California 9/1/2023
B
Ohio 12/9/2024
B
Colorado 9/1/2023
B
Oregon 9/1/2023
B
Iowa 9/1/2023
B
Texas 9/1/2023
B
Maine 9/1/2023
IA
Texas 9/1/2023
B
Missouri 11/20/2023
B
Utah 9/1/2023
B
New Jersey 9/1/2023
IA
Utah 9/1/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
221 25th St, Ogden, UT 84401
Registered with this firm since 9/1/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
221 25th St, Ogden, UT 84401
Registered with this firm since 9/1/2023
Previous Registration(s)
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IA
 05/06/2022 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) Ogden, UT
B
 05/06/2022 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) Ogden, UT
IA
 10/16/2017 - 05/09/2022 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) SALT LAKE CITY, UT
B
 10/16/2001 - 05/09/2022 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) SALT LAKE CITY, UT
B
 10/16/2001 - 03/27/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
 04/29/1997 - 10/24/1997 UNITED PACIFIC SECURITIES, INC. (CRD#:21986) CARLSBAD, CA
B
 10/07/1994 - 04/30/1997 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.