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CHRISTOPHER DAVID BERG
CHRIS BERG
CRD#: 2545022
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FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.CRD#: 106277 Corcoran, MN
FEDERATED SECURITIES CORP.CRD#: 5009 Corcoran, MN
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Disclosures
27
Years of Experience
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State Registrations
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Arizona 12/16/2024
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Nebraska 3/3/2015
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Arkansas 11/13/2020
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New Mexico 1/4/2018
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California 1/5/2022
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New York 8/5/2021
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Illinois 1/2/2018
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North Dakota 9/1/2009
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Illinois 10/12/2022
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Oklahoma 3/3/2015
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Indiana 1/2/2020
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Pennsylvania 9/2/2009
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Iowa 3/3/2015
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South Dakota 9/1/2009
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Kansas 3/3/2015
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Texas 3/3/2015
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Massachusetts 8/24/2010
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Texas 3/4/2015
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Minnesota 9/1/2009
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Wisconsin 3/3/2015
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Missouri 3/3/2015
SRO Registrations
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Registered with this firm since 3/4/2015
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Registered with this firm since 8/24/2010
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/24/2006 - 05/28/2009 | CHICAGO, IL | |
B | 02/03/2003 - 03/22/2006 | RADNOR, PA | |
IA | 12/14/2005 - 12/14/2005 | ROGERS, MN | |
B | 02/08/2001 - 10/28/2002 | GLEN ALLEN, VA | |
B | 03/04/1999 - 07/06/2000 | MINNEAPOLIS, MN | |
B | 07/02/1996 - 03/03/1999 | ST. CLOUD, MN | |
B | 08/01/1997 - 02/25/1999 | ST. CLOUD, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.