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SCOTT DAVID JAMES
CRD#: 2544872
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2100 Riveredge Parkway, Suite 1225
Atlanta, GA 30328
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2100 Riveredge Parkway
Suite 1225
Atlanta, GA 30328
Registration History
19952000200520102015202020252 FIRMS2018 - 2022 (3 years)2 FIRMS2022 - Present (3 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2013 - 2013 (<1 year)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2007 - 2013 (6 years)BBEAR, STEARNS & CO. INC. (CRD# 79)2003 - 2007 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2003 (5 years)BH.J. MEYERS & CO., INC. (CRD# 15609)1995 - 1996 (<1 year)BL.C. WEGARD & CO., INC. (CRD# 3722)1994 - 1995 (<1 year)
License(s)

State Registrations

B
Georgia 2/3/2022

IA
Georgia 2/3/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
2100 Riveredge Parkway, Suite 1225, Atlanta, GA 30328
Registered with this firm since 2/3/2022

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
2100 Riveredge Parkway Suite 1225, Atlanta, GA 30328
Registered with this firm since 2/2/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/08/2018 - 01/31/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ATLANTA, GA
B
02/21/2018 - 01/31/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ATLANTA, GA
B
02/13/2013 - 04/03/2013 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ATLANTA, GA
B
01/31/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ATLANTA, GA
B
06/13/2003 - 02/07/2007 BEAR, STEARNS & CO. INC. (CRD#:79) ATLANTA, GA
B
11/25/1997 - 06/18/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
11/09/1995 - 02/01/1996 H.J. MEYERS & CO., INC. (CRD#:15609)
FINRA expelled the firm on 03/01/1999
ROCHESTER, NY
B
12/09/1994 - 11/09/1995 L.C. WEGARD & CO., INC. (CRD#:3722) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
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