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MICHAEL JOHN WESTERMAN
MIKE JOHN WESTERMAN
CRD#: 2543980
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 12315 East 86th Street North
Suite 101
Owasso, OK 74055
Registration History
19952000200520102015202020252 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - 2015 (8 years)2 FIRMS2015 - Present (10 years)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2005 - 2006 (<1 year)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2001 - 2005 (4 years)BCUE (CRD# 21033)2000 - 2001 (<1 year)BINVESTMENT PROFESSIONALS, INC. (CRD# 30184)2000 - 2000 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1995 - 2000 (4 years)BEDWARD D. JONES & CO., L.P. (CRD# 250)1994 - 1995 (<1 year)IAPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2003 - 2005 (2 years)
Disclosure(s)
View By:
2/11/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 2/9/2016

B
Oklahoma 1/5/2015

B
Kansas 8/8/2018

IA
Oklahoma 1/5/2015

B
Mississippi 10/26/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
12315 East 86th Street North Suite 101, Owasso, OK 74055
Registered with this firm since 1/5/2015

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
12315 East 86th Street North Suite 101, Owasso, OK 74055
Registered with this firm since 1/2/2015

Previous Registration(s)
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IA
11/03/2006 - 01/05/2015 BOK FINANCIAL ADVISORS (CRD#:17530) OWASSO, OK
B
11/01/2006 - 01/05/2015 BOSC, INC. (CRD#:17530) OWASSO, OK
IA
05/26/2006 - 11/13/2006 ARVEST ASSET MANAGEMENT (CRD#:42057) BARTLESVILLE, OK
B
05/23/2006 - 11/13/2006 ARVEST ASSET MANAGEMENT (CRD#:42057) BARTLESVILLE, OK
B
09/19/2005 - 05/22/2006 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
IA
01/14/2003 - 09/22/2005 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) OWASSO, OK
B
03/06/2001 - 09/22/2005 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) ST. CLOUD, MN
B
11/07/2000 - 02/16/2001 CUE (CRD#:21033) PHOENIX, AZ
B
02/04/2000 - 11/07/2000 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SAN ANTONIO, TX
B
12/08/1995 - 02/10/2000 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
12/20/1994 - 11/24/1995 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.