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LAWRENCE B JAY
LARRY JAY, LAWRENCE BARNETT JAY
CRD#: 2543177
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 331 NEWMAN SPRINGS RD
BLDG 2, 3RD FL
RED BANK, NJ 07701
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (4 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2021 (10 years)2 FIRMS2021 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2004 (5 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2004 - 2004 (<1 year)
Disclosure(s)
View By:
5/9/2005
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/16/2022

B
New Jersey 1/14/2021

B
California 1/14/2021

IA
New Jersey 1/15/2021

B
Colorado 1/14/2021

B
New York 1/14/2021

B
Connecticut 7/28/2021

B
North Carolina 1/14/2021

B
Delaware 6/16/2021

B
Pennsylvania 1/14/2021

B
District of Columbia 9/10/2021

B
South Carolina 6/16/2023

B
Florida 1/14/2021

B
Tennessee 6/17/2024

B
Maryland 1/14/2021

B
Texas 1/14/2021

B
Massachusetts 3/8/2022

IA
Texas 1/21/2021

B
Michigan 3/9/2022

B
Utah 6/18/2024

B
Nevada 2/16/2021

B
Virginia 3/8/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
331 NEWMAN SPRINGS RD BLDG 2, 3RD FL, RED BANK, NJ 07701
Registered with this firm since 1/15/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
331 NEWMAN SPRINGS RD BLDG 2, 3RD FL, RED BANK, NJ 07701
Registered with this firm since 1/14/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/30/2010 - 02/11/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) MANASQUAN, NJ
B
09/30/2010 - 02/11/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) MANASQUAN, NJ
IA
06/01/2009 - 10/29/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) MORGANVILLE, NJ
B
06/01/2009 - 10/29/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) MORGANVILLE, NJ
IA
07/23/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MORGANVILLE, NJ
B
07/23/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MORGANVILLE, NJ
IA
04/16/2004 - 07/27/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) FREEHOLD, NJ
B
12/07/1998 - 07/27/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.