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Detailed Report
Ryan Main
RYAN E MAIN, RYAN EUGENE MAIN, RYAN MAIN
CRD#: 2543162
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 12505 PARK POTOMAC AVENUE
SUITE 200
POTOMAC, MD 20854
Registration History
19952000200520102015202020252 FIRMS2018 - Present (6 years)BOPTIONSXPRESS, INC. (CRD# 103849)2014 - 2017 (3 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2017 - 2017 (<1 year)BFIRST CLEARING, LLC (CRD# 17344)2007 - 2014 (6 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2004 - 2014 (10 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2002 - 2014 (12 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)1997 - 2002 (4 years)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1996 - 1997 (<1 year)BOLDE DISCOUNT CORPORATION (CRD# 5979)1994 - 1995 (<1 year)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nebraska 2/20/2019
B
Alaska 4/29/2022
B
Nevada 2/20/2019
B
Arizona 5/11/2022
B
New Hampshire 5/25/2022
B
Arkansas 2/20/2019
B
New Jersey 5/23/2018
B
California 5/23/2018
B
New Mexico 2/20/2019
B
Colorado 5/23/2018
B
New York 5/23/2018
B
Connecticut 5/11/2022
B
North Carolina 2/20/2019
B
Delaware 5/23/2018
B
North Dakota 2/20/2019
B
District of Columbia 5/23/2018
B
Ohio 5/27/2022
B
Florida 5/23/2018
B
Oklahoma 5/25/2022
B
Georgia 5/23/2018
B
Oregon 5/25/2022
B
Hawaii 5/25/2022
B
Pennsylvania 5/25/2022
B
Idaho 5/25/2022
B
Puerto Rico 2/20/2019
B
Illinois 5/23/2018
B
Rhode Island 2/20/2019
B
Indiana 2/20/2019
B
South Carolina 5/23/2018
B
Iowa 5/23/2018
B
South Dakota 2/20/2019
B
Kansas 5/25/2022
B
Tennessee 5/23/2018
B
Kentucky 5/25/2022
B
Texas 2/20/2019
B
Louisiana 5/25/2022
IA
Texas 4/8/2020
B
Maine 5/25/2022
B
Utah 5/23/2018
B
Maryland 2/15/2018
B
Vermont 5/25/2022
IA
Maryland 5/7/2018
B
Virgin Islands 5/25/2022
B
Massachusetts 3/11/2019
B
Virginia 2/15/2018
B
Michigan 5/25/2022
B
Washington 1/17/2019
B
Minnesota 2/20/2019
B
West Virginia 5/25/2022
B
Mississippi 2/20/2019
B
Wisconsin 2/20/2019
B
Missouri 4/29/2022
B
Wyoming 5/25/2022
B
Montana 6/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
12505 PARK POTOMAC AVENUE SUITE 200, POTOMAC, MD 20854
Frederick, MD
Registered with this firm since 5/7/2018
B
MORGAN STANLEY (CRD#:149777)
12505 PARK POTOMAC AVENUE SUITE 200, POTOMAC, MD 20854
Frederick, MD
Registered with this firm since 2/15/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 07/07/2014 - 12/19/2017 OPTIONSXPRESS, INC. (CRD#:103849) CHICAGO, IL
B
 01/06/2017 - 12/18/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) CHICAGO, IL
B
 07/19/2007 - 06/24/2014 FIRST CLEARING, LLC (CRD#:17344) ST. LOUIS, MO
B
 04/08/2004 - 06/24/2014 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
B
 06/10/2002 - 06/24/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) ST. LOUIS, MO
B
 08/11/1997 - 05/31/2002 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) BALTIMORE, MD
B
 10/22/1996 - 03/31/1997 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
B
 11/07/1994 - 01/30/1995 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.