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Detailed Report
Scott Allen LaBuhn
CRD#: 2543097
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 60 Livingston Ave
Saint Paul, MN 55107
Registration History
19952000200520102015202020252 FIRMS1995 - 1995 (<1 year)IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2013 - Present (11 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2012 - Present (13 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2011 (<1 year)BWADDELL & REED, INC. (CRD# 866)2006 - 2010 (4 years)BMORGAN STANLEY DW INC. (CRD# 7556)2005 - 2006 (<1 year)BAMERICAN ENTERPRISE INVESTMENT... (CRD# 26506)1997 - 2002 (5 years)BAMERICAN EXPRESS SERVICE CORPO... (CRD# 10518)1997 - 1999 (2 years)BFBS INVESTMENT SERVICES, INC. (CRD# 17868)1995 - 1996 (1 year)
License(s)

State Registrations

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Alabama 1/30/2012
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Montana 1/30/2012
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Alaska 1/30/2012
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Nebraska 1/30/2012
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Arizona 1/30/2012
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Nevada 1/30/2012
B
Arkansas 1/30/2012
B
New Hampshire 1/30/2012
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California 1/30/2012
B
New Jersey 1/30/2012
B
Colorado 1/30/2012
B
New Mexico 1/30/2012
B
Connecticut 1/30/2012
B
New York 1/30/2012
B
Delaware 1/30/2012
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North Carolina 1/31/2012
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District of Columbia 1/30/2012
B
North Dakota 1/30/2012
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Florida 1/30/2012
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Ohio 1/31/2012
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Georgia 1/30/2012
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Oklahoma 1/30/2012
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Hawaii 1/30/2012
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Oregon 1/30/2012
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Idaho 1/30/2012
B
Pennsylvania 1/30/2012
B
Illinois 1/30/2012
B
Puerto Rico 1/30/2012
B
Indiana 1/30/2012
B
Rhode Island 1/30/2012
B
Iowa 1/30/2012
B
South Carolina 1/30/2012
B
Kansas 1/30/2012
B
South Dakota 1/30/2012
B
Kentucky 1/30/2012
B
Tennessee 1/30/2012
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Louisiana 1/30/2012
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Texas 1/30/2012
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Maine 1/30/2012
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Utah 1/30/2012
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Maryland 1/30/2012
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Vermont 1/30/2012
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Massachusetts 1/30/2012
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Virginia 1/30/2012
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Michigan 1/30/2012
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Washington 1/30/2012
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Minnesota 1/30/2012
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West Virginia 1/30/2012
IA
Minnesota 12/10/2013
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Wisconsin 1/30/2012
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Mississippi 1/30/2012
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Wyoming 1/30/2012
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Missouri 1/30/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
60 Livingston Ave, Saint Paul, MN 55107
Mounds View, MN
Registered with this firm since 12/10/2013
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
60 Livingston Ave, Saint Paul, MN 55107
Mounds View, MN
Registered with this firm since 1/30/2012
Previous Registration(s)
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B
 04/19/2011 - 09/12/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) MINNEAPOLIS, MN
B
 07/07/2006 - 07/19/2010 WADDELL & REED, INC. (CRD#:866) ARDEN HILLS, MN
B
 04/29/2005 - 03/08/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 04/24/1997 - 05/28/2002 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (CRD#:26506) MINNEAPOLIS, MN
B
 02/26/1997 - 10/25/1999 AMERICAN EXPRESS SERVICE CORPORATION (CRD#:10518) MINNEAPOLIS, MN
B
 11/15/1995 - 11/05/1996 FBS INVESTMENT SERVICES, INC. (CRD#:17868) SAINT PAUL, MN
B
 01/27/1995 - 04/26/1995 SCHNEIDER SECURITIES, INC. (CRD#:16434) DENVER, CO
B
 01/10/1995 - 01/30/1995 PAULSON INVESTMENT COMPANY, INC. (CRD#:5670) PORTLAND, OR
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.