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JEFFREY DANA GRAU
Jeff Grau
CRD#: 2542386
IA
Investment Adviser
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Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 901 Campisi Way, Suite 240
Campbell, CA 95008
Registration History
19952000200520102015202020252 FIRMS2008 - 2009 (1 year)3 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - Present (13 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2008 (4 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2001 (1 year)BAMERICAN CENTURY BROKERAGE, INC. (CRD# 42846)1998 - 1999 (1 year)BGRIFFIN FINANCIAL SERVICES (CRD# 10823)1996 - 1997 (1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1994 - 1996 (2 years)
License(s)

State Registrations

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California 11/17/2011

IA
California 11/17/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
901 Campisi Way, Suite 240, Campbell, CA 95008
Registered with this firm since 11/17/2011

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PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
901 Campisi Way, Suite 240, Campbell, CA 95008
Registered with this firm since 11/17/2011

Previous Registration(s)
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IA
01/10/2011 - 10/14/2011 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) CUPERTINO, CA
IA
01/10/2011 - 10/14/2011 TD AMERITRADE, INC. (CRD#:7870) CUPERTINO, CA
B
01/10/2011 - 10/14/2011 TD AMERITRADE, INC. (CRD#:7870) CUPERTINO, CA
IA
10/22/2008 - 10/13/2009 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) EMERYVILLE, CA
B
07/21/2008 - 10/13/2009 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) EMERYVILLE, CA
B
01/27/2004 - 06/25/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) GILROY, CA
B
01/18/2000 - 12/31/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
01/16/1998 - 08/31/1999 AMERICAN CENTURY BROKERAGE, INC. (CRD#:42846) KANSAS CITY, MO
B
12/20/1996 - 12/18/1997 GRIFFIN FINANCIAL SERVICES (CRD#:10823)
B
09/27/1994 - 12/06/1996 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.