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WARREN T BRASHEAR
WARREN TRICE BRASHEAR
CRD#: 2541092
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6075 POPLAR AVE STE 650
[SUPPORT CENTER]
MEMPHIS, TN 38119
Registration History
19952000200520102015202020252 FIRMS2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2013 - 2022 (8 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - 2013 (14 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1998 - 1999 (1 year)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1997 - 1999 (1 year)BOLDE DISCOUNT CORPORATION (CRD# 5979)1994 - 1997 (3 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2022 (3 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2013 - 2018 (4 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2013 - 2013 (<1 year)
Disclosure(s)
View By:
9/15/1999
Customer Dispute
Denied
License(s)

State Registrations

B
Arkansas 11/23/2022

IA
Tennessee 8/26/2022

B
Maine 11/23/2022

B
Texas 8/25/2022

B
Massachusetts 11/23/2022

IA
Texas 8/25/2022

B
Tennessee 8/26/2022

B
Utah 11/23/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6075 POPLAR AVE STE 650 [SUPPORT CENTER], MEMPHIS, TN 38119
EADS, TN
Registered with this firm since 8/25/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6075 POPLAR AVE STE 650 [SUPPORT CENTER], MEMPHIS, TN 38119
EADS, TN
Registered with this firm since 8/25/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2018 - 03/07/2022 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
08/12/2013 - 03/04/2022 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) GERMANTOWN, TN
IA
08/28/2013 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) GERMANTOWN, TN
IA
03/25/2013 - 08/02/2013 CHARLES SCHWAB & CO., INC. (CRD#:5393) GERMANTOWN, TN
B
08/23/1999 - 08/02/2013 CHARLES SCHWAB & CO., INC. (CRD#:5393) GERMANTOWN, TN
B
01/23/1998 - 07/21/1999 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
B
12/02/1997 - 07/21/1999 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
11/18/1994 - 12/04/1997 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.