• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DONALD ANTHONY CANADE
CRD#: 2540434
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1551 OLD COUNTRY ROAD
PLAINVIEW, NY 11803
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1551 OLD COUNTRY ROAD
PLAINVIEW, NY 11803
Registration History
19952000200520102015202020252 FIRMS1995 - 1995 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2020 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2001 - Present (23 years)BFIRST COLONIAL SECURITIES GROU... (CRD# 25121)1998 - 2001 (2 years)BNICHOLS, SAFINA, LERNER & CO. INC. (CRD# 35476)1997 - 1998 (1 year)BSOVEREIGN EQUITY MANAGEMENT CORP. (CRD# 20016)1995 - 1997 (1 year)
Disclosure(s)
View By:
7/2/2018
Customer Dispute
Denied
6/12/1998
Regulatory
Final
11/4/1997
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
California 11/19/2013

B
New Jersey 7/26/2001

B
Colorado 12/19/2013

B
New York 7/27/2001

B
Connecticut 7/27/2001

IA
New York 10/19/2021

B
Delaware 12/19/2013

B
North Carolina 3/13/2013

B
District of Columbia 10/15/2020

B
Ohio 9/29/2023

B
Florida 7/23/2001

B
Oregon 11/22/2023

B
Georgia 3/15/2021

B
Pennsylvania 3/14/2013

B
Illinois 3/13/2013

B
Puerto Rico 5/13/2022

B
Louisiana 4/16/2024

B
Rhode Island 1/5/2015

B
Maine 1/6/2020

B
South Carolina 4/3/2013

B
Maryland 1/6/2020

B
Texas 1/7/2020

B
Massachusetts 12/10/2013

IA
Texas 7/14/2020

B
Missouri 8/10/2020

B
Virginia 3/13/2013

B
Nevada 7/29/2020

B
Washington 1/6/2015

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1551 OLD COUNTRY ROAD, PLAINVIEW, NY 11803
Registered with this firm since 7/14/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1551 OLD COUNTRY ROAD, PLAINVIEW, NY 11803
MASSAPEQUA, NY
Registered with this firm since 7/20/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/22/1998 - 03/20/2001 FIRST COLONIAL SECURITIES GROUP, INC. (CRD#:25121) BOCA RATON, FL
B
01/31/1997 - 01/30/1998 NICHOLS, SAFINA, LERNER & CO. INC. (CRD#:35476) NEW YORK, NY
B
06/08/1995 - 01/31/1997 SOVEREIGN EQUITY MANAGEMENT CORP. (CRD#:20016) DEERFIELD BEACH, FL
B
02/22/1995 - 06/09/1995 JOSEPH ROBERTS & CO., INC. (CRD#:15971)
FINRA expelled the firm on 06/05/1998
POMPANO BEACH, FL
B
02/22/1995 - 02/23/1995 HANOVER, STERLING & COMPANY LTD. (CRD#:15491) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.