Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MARK JOHN DIGIOVANNI
CRD#: 2539862
IA
Investment Adviser
MARATHON FINANCIAL STRATEGIESCRD#: 166289 GRAYSON, GA
Registration History
200420062008201020122014201620182020202220242026IAMARATHON FINANCIAL STRATEGIES (CRD# 166289)2012 - Present (12 years)IATHE STRATEGIC FINANCIAL ALLIANCE (CRD# 126514)2007 - 2012 (5 years)IAMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)2004 - 2007 (3 years)IAIFG ADVISORY SERVICES INC (CRD# 105316)2003 - 2004 (<1 year)
License(s)

State Registrations

IA
Georgia 11/29/2012
Current Registration(s)
IA
MARATHON FINANCIAL STRATEGIES (CRD#:166289)
GRAYSON, GA
Registered with this firm since 11/29/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/16/2007 - 12/31/2012 THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514) GRAYSON, GA
IA
 01/01/2004 - 10/18/2007 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) SNELLVILLE, GA
IA
 04/10/2003 - 01/01/2004 IFG ADVISORY SERVICES INC (CRD#:105316) SNELLVILLE, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.