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PATRICIA EMILIAFIQUEIRA PARKINSON
PATRICIA E PARKINSON
CRD#: 2539270
IA
B
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard
Suite 1100
Miami, FL 33131
Suite 1100
Miami, FL 33131
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Arkansas 1/13/2012
B
Missouri 6/1/2009
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 12/1/2010
B
Delaware 4/29/2015
B
Oklahoma 11/30/2010
B
District of Columbia 11/30/2010
B
Oregon 8/22/2017
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
IA
Florida 6/1/2009
B
Puerto Rico 11/30/2010
B
Georgia 6/1/2009
B
South Carolina 6/1/2009
B
Illinois 6/1/2009
B
Tennessee 8/5/2017
B
Indiana 6/1/2009
B
Texas 7/8/2009
B
Iowa 1/13/2012
IA
Texas 4/15/2020
B
Kentucky 11/30/2010
B
Utah 12/13/2018
B
Louisiana 11/30/2010
B
Vermont 2/28/2022
B
Maryland 6/1/2009
B
Virginia 11/30/2010
B
Massachusetts 1/13/2012
B
Washington 11/30/2010
B
Michigan 6/1/2009
B
Wisconsin 5/4/2018
B
Minnesota 11/30/2010
B
Wyoming 11/30/2010
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/29/2008 - 06/01/2009 | MIAMI, FL | |
B | 10/24/2008 - 06/01/2009 | MIAMI, FL | |
IA | 10/25/1994 - 10/27/2008 | MIAMI, FL | |
B | 10/19/1994 - 10/27/2008 | MIAMI, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.