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WILLIAM GORDON HUSETH JR
CRD#: 253886
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 13815 FNB Parkway Suite 300
OMAHA, NE 68154-5220
Registration History
197519801985199019952000200520102015202020252 FIRMS1973 - 1983 (10 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1983 - 1993 (9 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2009 (11 years)
License(s)

State Registrations

B
Arizona 1/7/2014

B
Nebraska 4/17/2012

B
California 4/17/2012

IA
Nebraska 5/4/2012

B
Colorado 4/10/2014

B
Nevada 12/24/2020

B
Delaware 1/4/2022

B
New York 4/17/2012

B
Florida 4/17/2012

B
North Carolina 12/6/2021

B
Georgia 6/23/2017

B
Ohio 10/29/2024

B
Idaho 6/23/2017

B
South Carolina 9/4/2020

B
Illinois 6/23/2017

B
South Dakota 4/17/2012

B
Indiana 4/19/2021

B
Tennessee 6/23/2017

B
Iowa 4/17/2012

B
Texas 2/29/2016

B
Kansas 4/17/2012

IA
Texas 8/8/2017

B
Maryland 11/27/2024

B
Virginia 1/2/2014

B
Massachusetts 11/5/2019

B
Washington 6/23/2017

B
Michigan 6/23/2017

B
Wisconsin 4/17/2012

B
Minnesota 4/17/2012

B
Wyoming 4/17/2012

B
Missouri 3/11/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13815 FNB Parkway Suite 300, OMAHA, NE 68154-5220
Omaha, NE
Registered with this firm since 5/4/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13815 FNB Parkway Suite 300, OMAHA, NE 68154-5220
Omaha, NE
Registered with this firm since 4/17/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 05/02/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) OMAHA, NE
B
06/01/2009 - 05/02/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) OMAHA, NE
IA
10/22/1997 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) OMAHA, NE
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) OMAHA, NE
B
08/18/1983 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
05/24/1973 - 08/31/1983 CHILES, HEIDER & CO., INC. (CRD#:5159)
B
06/01/1973 - 08/24/1983 CHILES, HEIDER & CO., INC. (CRD#:5159)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.