Individual Firm
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NORMAN JOSEPH HURWITZ
CRD#: 253858
IA
B
SPCCRD#: 110692 1108 KANE CONCOURSE
SUITE 222
BAY HARBOR ISLANDS, FL 33154
SUITE 222
BAY HARBOR ISLANDS, FL 33154
PARKLAND SECURITIES, LLCCRD#: 115368 1108 KANE CONCOURSE
SUITE 222
BAY HARBOR ISLANDS, FL 33154
SUITE 222
BAY HARBOR ISLANDS, FL 33154
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3/12/2012
Customer Dispute
Settled
State Registrations
B
Florida 5/20/2002
B
New York 5/20/2002
IA
Florida 2/26/2003
SRO Registrations
B
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 2/26/2003
B
Registered with this firm since 5/20/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/18/1998 - 05/20/2002 | MIAMI, FL | |
B | 12/18/1998 - 05/20/2002 | LOS ANGELES, CA | |
B | 03/01/1996 - 01/22/1999 | SPRINGFIELD, MA | |
B | 09/24/1973 - 03/01/1996 | ||
B | 01/01/1971 - 12/07/1973 |
MIAMI, FL
12/18/1998 - 05/20/2002
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.