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Detailed Report
GERALD WILLIAM TYSON
CRD#: 2537308
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 429 GAMMON PLACE, SUITE B200
MADISON, WI 53719
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAEQUITABLE ADVISORS, LLC (CRD# 6627)1999 - Present (25 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)1996 - Present (28 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1996 - 2000 (3 years)
Disclosure(s)
View By:
8/15/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 12/21/2023
IA
Minnesota 11/13/2013
B
Arizona 9/6/2006
B
Nebraska 6/21/2024
IA
Arizona 9/13/2010
IA
Nebraska 6/21/2024
B
California 2/16/2016
B
New Jersey 2/23/2022
IA
California 2/19/2016
IA
New Jersey 2/25/2022
B
Colorado 12/14/2017
B
New York 7/26/2011
IA
Colorado 12/18/2017
IA
New York 5/18/2021
B
Florida 1/3/2019
B
North Carolina 5/23/2018
IA
Florida 1/7/2019
IA
North Carolina 5/30/2018
B
Georgia 4/7/2022
B
Ohio 10/30/2015
B
Illinois 8/4/2005
IA
Ohio 11/4/2015
IA
Illinois 9/7/2010
B
Texas 9/22/2021
B
Kansas 9/5/2019
IA
Texas 9/27/2021
B
Michigan 6/5/2008
B
Washington 9/18/2020
IA
Michigan 3/15/2010
B
Wisconsin 11/13/1996
B
Minnesota 11/19/1997
IA
Wisconsin 8/12/1999

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
429 GAMMON PLACE, SUITE B200, MADISON, WI 53719
Registered with this firm since 8/12/1999
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
429 GAMMON PLACE, SUITE B200, MADISON, WI 53719
Registered with this firm since 11/13/1996
Previous Registration(s)
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B
 11/13/1996 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.