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Detailed Report
SIMEON J KERR
CRD#: 2536972
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 8340 LINCOLN AVENUE
SUITE 116
SKOKIE, IL 60077
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 8340 LINCOLN AVENUE
SUITE 116
SKOKIE, IL 60077
Registration History
1995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2017 - Present (8 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2004 - Present (21 years)BHOCHMAN & BAKER SECURITIES, INC. (CRD# 19949)2004 - 2004 (<1 year)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2002 - 2003 (1 year)BFRANKLIN FINANCIAL SERVICES CO... (CRD# 5435)1994 - 2002 (8 years)
License(s)

State Registrations

B
Florida 3/15/2004
B
Texas 3/30/2011
B
Illinois 3/15/2004
IA
Texas 2/27/2023
IA
Illinois 1/26/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
8340 LINCOLN AVENUE SUITE 116, SKOKIE, IL 60077
Registered with this firm since 1/26/2017
B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
8340 LINCOLN AVENUE SUITE 116, SKOKIE, IL 60077
Registered with this firm since 3/15/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/12/2004 - 09/15/2004 HOCHMAN & BAKER SECURITIES, INC. (CRD#:19949) STAMFORD, CT
B
 10/01/2002 - 12/31/2003 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
B
 10/24/1994 - 10/01/2002 FRANKLIN FINANCIAL SERVICES CORPORATION (CRD#:5435) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.