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PRATEEK AMAR
CRD#: 2535795
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 433 N CAMDEN DR 9TH FL
BEVERLY HILLS, CA 90210
Registration History
19952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1994 - 2007 (12 years)IAMORGAN STANLEY (CRD# 7556)1997 - 2007 (9 years)
Disclosure(s)
View By:
4/11/2016
Customer Dispute
Denied
7/10/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 9/2/2020

B
Michigan 8/31/2020

B
California 8/11/2009

B
Nevada 9/14/2022

IA
California 8/11/2009

B
New Mexico 11/1/2022

B
Colorado 9/29/2022

B
Ohio 11/29/2024

B
District of Columbia 11/1/2022

B
Pennsylvania 8/27/2020

B
Florida 3/29/2019

B
Tennessee 12/2/2024

B
Idaho 10/1/2020

B
Texas 9/29/2022

B
Illinois 10/20/2022

IA
Texas 9/29/2022

B
Louisiana 1/11/2012

B
Virginia 1/6/2012

B
Maryland 11/1/2022

B
Washington 10/24/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
433 N CAMDEN DR 9TH FL, BEVERLY HILLS, CA 90210
SHERMAN OAKS, CA
Registered with this firm since 8/11/2009

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
433 N CAMDEN DR 9TH FL, BEVERLY HILLS, CA 90210
SHERMAN OAKS, CA
Registered with this firm since 8/11/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 08/11/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SANTA MONICA, CA
B
06/01/2009 - 08/11/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SANTA MONICA, CA
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SANTA MONICA, CA
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SANTA MONICA, CA
IA
07/08/1997 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SANTA BARBARA, CA
B
09/15/1994 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SANTA BARBARA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.