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STEVEN WAYNE ARNOLD
CRD#: 2535488
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 31731 NORTHWESTERN HIGHWAY, SUITE 261W
FARMINGTON HILLS, MI 48334
Registration History
1995200020052010201520202025IALPL FINANCIAL LLC (CRD# 6413)2009 - Present (16 years)BLPL FINANCIAL LLC (CRD# 6413)2008 - Present (16 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2004 - 2008 (4 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)1998 - 2004 (5 years)BVESTAX SECURITIES CORPORATION (CRD# 10332)1995 - 1998 (2 years)BTITAN/VALUE EQUITIES GROUP, INC. (CRD# 6359)1995 - 1995 (<1 year)
Disclosure(s)
View By:
11/4/2011
Regulatory
Final
11/26/2008
Customer Dispute
Denied
7/9/2008
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 12/13/2019

B
New Jersey 4/5/2019

B
California 8/1/2008

B
New York 8/16/2016

B
Colorado 7/18/2011

B
North Carolina 2/26/2009

B
Florida 8/1/2008

B
Ohio 8/1/2008

B
Illinois 3/5/2012

B
South Carolina 8/13/2018

B
Indiana 8/4/2008

B
Tennessee 3/9/2012

B
Michigan 8/13/2008

B
Texas 1/28/2009

IA
Michigan 7/2/2010

IA
Texas 1/28/2009

B
Missouri 1/3/2023

B
Virginia 8/1/2008

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
31731 NORTHWESTERN HIGHWAY, SUITE 261W, FARMINGTON HILLS, MI 48334
Registered with this firm since 1/28/2009

B
LPL FINANCIAL LLC (CRD#:6413)
31731 NORTHWESTERN HIGHWAY, SUITE 261W, FARMINGTON HILLS, MI 48334
Registered with this firm since 8/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/20/2004 - 07/10/2008 NATIONAL PLANNING CORPORATION (CRD#:29604) FARMINGTON HILLS, MI
B
02/02/1998 - 01/22/2004 ING FINANCIAL PARTNERS, INC. (CRD#:2882) WINDSOR, CT
B
07/18/1995 - 02/10/1998 VESTAX SECURITIES CORPORATION (CRD#:10332) HUDSON, OH
B
04/20/1995 - 07/26/1995 TITAN/VALUE EQUITIES GROUP, INC. (CRD#:6359) IRVINE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.