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PAUL JEFFREY ROCHE
PAUL J ROCHE
CRD#: 2535323
IA
Investment Adviser
B
Broker
PUTNAM INVESTMENT MANAGEMENT, LLCCRD#: 106629 100 FEDERAL ST
BOSTON, MA 02110
FRANKLIN DISTRIBUTORS, LLCCRD#: 109064 100 Federal Street
Boston, MA 02110
Registration History
199820002002200420062008201020122014201620182020202220242026BFRANKLIN DISTRIBUTORS, LLC (CRD# 109064)2024 - Present (<1 year)IAPUTNAM INVESTMENT MANAGEMENT, LLC (CRD# 106629)2008 - Present (17 years)BPUTNAM RETAIL MANAGEMENT LIMIT... (CRD# 7325)2006 - 2024 (18 years)BNYLIFE SECURITIES INC. (CRD# 5167)2005 - 2006 (<1 year)BASSENT LLC (CRD# 104162)2004 - 2005 (<1 year)BMOORS & CABOT, INC. (CRD# 594)1999 - 2004 (5 years)BDRESDNER KLEINWORT BENSON NORT... (CRD# 41957)1998 - 1999 (1 year)IAPUTNAM INVESTMENT MANAGEMENT, LLC (CRD# 106629)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Alabama 7/2/2024

B
Montana 7/2/2024

B
Alaska 7/2/2024

B
Nebraska 7/2/2024

B
Arizona 7/2/2024

B
Nevada 7/2/2024

B
Arkansas 7/2/2024

B
New Hampshire 7/2/2024

B
California 7/2/2024

B
New Jersey 7/2/2024

B
Colorado 7/2/2024

B
New Mexico 7/2/2024

B
Connecticut 7/2/2024

B
New York 7/2/2024

B
Delaware 7/2/2024

B
North Carolina 7/2/2024

B
District of Columbia 7/2/2024

B
North Dakota 7/2/2024

B
Florida 7/2/2024

B
Ohio 7/2/2024

B
Georgia 7/2/2024

B
Oklahoma 7/2/2024

B
Hawaii 7/2/2024

B
Oregon 7/2/2024

B
Idaho 7/2/2024

B
Pennsylvania 7/2/2024

B
Illinois 7/2/2024

B
Puerto Rico 7/2/2024

B
Indiana 7/2/2024

B
Rhode Island 7/2/2024

B
Iowa 7/2/2024

B
South Carolina 7/2/2024

B
Kansas 7/2/2024

B
South Dakota 7/2/2024

B
Kentucky 7/2/2024

B
Tennessee 7/2/2024

B
Louisiana 7/2/2024

B
Texas 7/2/2024

B
Maine 7/2/2024

B
Utah 7/2/2024

B
Maryland 7/2/2024

B
Vermont 7/2/2024

IA
Massachusetts 2/1/2008

B
Virgin Islands 7/2/2024

B
Massachusetts 7/2/2024

B
Virginia 7/2/2024

B
Michigan 7/2/2024

B
Washington 7/2/2024

B
Minnesota 7/2/2024

B
West Virginia 7/2/2024

B
Mississippi 7/2/2024

B
Wisconsin 7/2/2024

B
Missouri 7/2/2024

B
Wyoming 7/2/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
FRANKLIN DISTRIBUTORS, LLC (CRD#:109064)
100 Federal Street, Boston, MA 02110
Melrose, MA
Registered with this firm since 7/2/2024

IA
PUTNAM INVESTMENT MANAGEMENT, LLC (CRD#:106629)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 2/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/11/2006 - 07/02/2024 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (CRD#:7325) Boston, MA
IA
07/10/2007 - 01/28/2008 PUTNAM INVESTMENT MANAGEMENT, LLC (CRD#:106629) ANDOVER, MA
B
09/12/2005 - 03/10/2006 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
08/05/2004 - 02/18/2005 ASSENT LLC (CRD#:104162) BOLINGBROOK, IL
B
07/20/1999 - 08/09/2004 MOORS & CABOT, INC. (CRD#:594) BOSTON, MA
B
06/04/1998 - 07/28/1999 DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (CRD#:41957) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.