Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOHN EDWARD WIEMAN JR
CRD#: 2535320
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 3664 MUDDY CREEK RD
SUITE #2
CINCINNATI, OH 45238
Registration History
1995200020052010201520202025IAPRIMERICA ADVISORS (CRD# 10111)2014 - Present (10 years)BPFS INVESTMENTS INC. (CRD# 10111)1994 - Present (30 years)IAPRIMERICA ADVISORS (CRD# 10111)2012 - 2014 (1 year)
Disclosure(s)
View By:
8/30/2017
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 10/23/2017
B
New York 3/27/2002
B
Indiana 6/4/1997
B
Ohio 9/14/1994
B
Kentucky 6/4/1997
IA
Ohio 5/20/2014
B
Mississippi 1/10/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
3664 MUDDY CREEK RD SUITE #2, CINCINNATI, OH 45238
CINCINNATI, OH
Registered with this firm since 5/20/2014
B
PFS INVESTMENTS INC. (CRD#:10111)
3664 MUDDY CREEK RD SUITE #2, CINCINNATI, OH 45238
CINCINNATI, OH
Registered with this firm since 9/14/1994
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/29/2012 - 02/06/2014 PRIMERICA ADVISORS (CRD#:10111) CINCINNATE, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.