• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Jacob Harry Rose
Jack Harry Rose, Jack Rose, Jacob Rose
CRD#: 2535084
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 1 California St
San Francisco, CA 94111
Registration History
19952000200520102015202020252 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)BGUGGENHEIM SECURITIES, LLC (CRD# 40638)2015 - 2021 (6 years)BOTR GLOBAL TRADING LLC (CRD# 138116)2014 - 2015 (<1 year)BMACQUARIE CAPITAL (USA) INC. (CRD# 36368)2008 - 2014 (6 years)BLEHMAN BROTHERS INC. (CRD# 7506)2001 - 2007 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 2001 (6 years)
License(s)

State Registrations

B
California 12/4/2023

IA
California 12/4/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
1 California St, San Francisco, CA 94111
Registered with this firm since 12/4/2023

IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
1 California St, San Francisco, CA 94111
Registered with this firm since 12/4/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/23/2021 - 08/31/2023 OPPENHEIMER & CO. INC. (CRD#:249) SAN FRANCISCO, CA
B
06/21/2021 - 08/31/2023 OPPENHEIMER & CO. INC. (CRD#:249) SAN FRANCISCO, CA
B
03/04/2015 - 03/03/2021 GUGGENHEIM SECURITIES, LLC (CRD#:40638) SAN FRANCISCO, CA
B
05/15/2014 - 03/09/2015 OTR GLOBAL TRADING LLC (CRD#:138116) SAN FRANCISCO, CA
B
02/05/2008 - 04/07/2014 MACQUARIE CAPITAL (USA) INC. (CRD#:36368) SAN FRANCISCO, CA
B
05/09/2001 - 04/05/2007 LEHMAN BROTHERS INC. (CRD#:7506) SAN FRANCISCO, CA
B
09/26/1994 - 04/17/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.