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Daniel Sean Barrios
SEAN BARRIOS
CRD#: 2534409
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 703 Waterford Way
Ste 360
Miami, FL 33126
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 703 Waterford Way
Ste 360
Miami, FL 33126
Registration History
19952000200520102015202020252 FIRMS2023 - Present (1 year)BEQUITABLE ADVISORS, LLC (CRD# 6627)2015 - 2022 (6 years)BGKN SECURITIES CORP. (CRD# 19415)1995 - 1995 (<1 year)IAEQUITABLE ADVISORS, LLC (CRD# 6627)2019 - 2022 (2 years)
Disclosure(s)
View By:
12/9/1994
Employment Separation After Allegations
2/24/1993
Criminal
Final Disposition
License(s)

State Registrations

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Florida 9/11/2023

IA
Florida 10/9/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
703 Waterford Way Ste 360, Miami, FL 33126
Registered with this firm since 10/9/2023

B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
703 Waterford Way Ste 360, Miami, FL 33126
Registered with this firm since 9/8/2023

Previous Registration(s)
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04/25/2019 - 01/05/2022 EQUITABLE ADVISORS, LLC (CRD#:6627) MIAMI, FL
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08/04/2015 - 01/05/2022 EQUITABLE ADVISORS, LLC (CRD#:6627) MIAMI, FL
B
03/02/1995 - 09/15/1995 GKN SECURITIES CORP. (CRD#:19415) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.