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DALE M DOMINICK
CRD#: 2533341
IA
B
NEWEDGE ADVISORSCRD#: 171351 2401 SMALLMAN STREET
2ND FLOOR
PITTSBURGH, PA 15222
2ND FLOOR
PITTSBURGH, PA 15222
NEWEDGE SECURITIES, LLCCRD#: 10674 2401 SMALLMAN STREET
2ND FLOOR
PITTSBURGH, PA 15222
2ND FLOOR
PITTSBURGH, PA 15222
0
Disclosures
19
Years of Experience
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State Registrations
B
Alabama 1/3/2022
B
Ohio 4/2/2012
B
Colorado 1/25/2016
B
Oregon 9/13/2016
B
Florida 4/2/2012
B
Pennsylvania 4/2/2012
IA
Florida 11/1/2021
IA
Pennsylvania 11/1/2021
B
Georgia 8/8/2024
B
Texas 7/19/2018
B
Illinois 12/4/2019
B
Virginia 2/19/2019
B
Indiana 4/2/2012
B
West Virginia 4/2/2012
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 4/2/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2012 - 11/01/2021 | PITTSBURGH, PA | |
IA | 06/20/2007 - 04/04/2012 | WASHINGTON, PA | |
B | 06/04/2007 - 04/04/2012 | WASHINGTON, PA | |
B | 10/12/1994 - 06/05/1996 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.