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DAVID (NMN) PETERSON
DAVID PETERSON
CRD#: 2533118
IA
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STRATEGIC ADVISERS LLCCRD#: 104555 NEW YORK, NY
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 499 WASHINGTON BLVD
JERSEY CITY, NJ 07310
JERSEY CITY, NJ 07310
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Disclosures
30
Years of Experience
View By:
State Registrations
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Florida 8/26/2014
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New York 3/31/2025
B
Massachusetts 8/26/2014
B
Texas 8/26/2014
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New Jersey 8/26/2014
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Texas 3/31/2025
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New Jersey 3/31/2025
B
Utah 8/26/2014
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New York 8/26/2014
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 3/31/2025
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Registered with this firm since 8/26/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2018 - 03/31/2025 | JERSEY CITY, NJ | |
IA | 09/02/2014 - 07/13/2018 | NEW YORK, NY | |
IA | 06/08/2010 - 08/08/2014 | NEW YORK, NY | |
B | 09/18/2003 - 08/08/2014 | WEEHAWKEN, NJ | |
B | 03/03/1995 - 11/13/2003 | NEW YORK, NY | |
B | 09/29/1994 - 11/22/1994 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.