Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SERENA MA LOW
SERENA M BELONG
CRD#: 2532331
IA
Investment Adviser
B
Broker
BEAUPORT FINANCIAL SERVICES, LLCCRD#: 129996 3 HERITAGE WAY
SUITE 2
GLOUCESTER, MA 01930
VALMARK SECURITIES, INC.CRD#: 31243 3 HERITAGE WAY
SUITE 2
GLOUCESTER, MA 01930
Registration History
1995200020052010201520202025IABEAUPORT FINANCIAL SERVICES, LLC (CRD# 129996)2019 - Present (6 years)IAVALMARK ADVISERS, INC. (CRD# 108050)2018 - Present (6 years)BVALMARK SECURITIES, INC. (CRD# 31243)2003 - Present (21 years)BNEW ENGLAND SECURITIES (CRD# 615)1998 - 2003 (5 years)BCOMMONWEALTH EQUITY SERVICES, INC. (CRD# 8032)1996 - 1996 (<1 year)BCHUBB SECURITIES CORPORATION (CRD# 3870)1994 - 1995 (1 year)
License(s)

State Registrations

IA
California 11/1/2024
IA
Massachusetts 11/2/2018
B
Massachusetts 10/24/2003

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BEAUPORT FINANCIAL SERVICES, LLC (CRD#:129996)
3 HERITAGE WAY SUITE 2, GLOUCESTER, MA 01930
Registered with this firm since 3/13/2019
IA
VALMARK ADVISERS, INC. (CRD#:108050)
3 Heritage Way Suite 2, Gloucester, MA 01930
Registered with this firm since 11/2/2018
B
VALMARK SECURITIES, INC. (CRD#:31243)
3 HERITAGE WAY SUITE 2, GLOUCESTER, MA 01930
Registered with this firm since 10/24/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/21/1998 - 10/24/2003 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
 02/10/1996 - 09/24/1996 COMMONWEALTH EQUITY SERVICES, INC. (CRD#:8032) WALTHAM, MA
B
 10/04/1994 - 10/31/1995 CHUBB SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.