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Registration History
19952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1994 - 2008 (13 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)
Disclosure(s)
View By:
2/14/2000
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 6/15/2020

B
New York 1/15/2015

B
Arkansas 7/1/2014

B
North Carolina 10/25/2022

B
California 1/1/2008

B
Oklahoma 8/9/2012

B
Colorado 3/31/2023

B
Oregon 6/22/2022

B
Florida 1/1/2008

B
Rhode Island 1/1/2008

B
Illinois 3/21/2024

B
South Carolina 11/7/2013

B
Louisiana 1/1/2008

B
Tennessee 8/27/2021

B
Massachusetts 11/21/2023

B
Texas 1/1/2008

B
Michigan 7/5/2022

IA
Texas 1/1/2008

B
Mississippi 11/2/2023

B
Utah 8/21/2024

B
New Hampshire 9/2/2020

B
Virginia 1/1/2008

B
New Jersey 12/4/2024

B
Wyoming 8/27/2021

B
New Mexico 5/16/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2103 JUDSON RD, LONGVIEW, TX 75605
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2103 JUDSON RD, LONGVIEW, TX 75605
Registered with this firm since 1/1/2008

Previous Registration(s)
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B
10/24/1994 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LONGVIEW, TX
IA
11/12/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LONGVIEW, TX
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.