Individual Firm
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MICHAEL JOHN ZEHNDER
CRD#: 2531749
IA
B
WELLS FARGO ADVISORSCRD#: 19616 1512 EUREKA RD
[KC-RBO]
ROSEVILLE, CA 95661
[KC-RBO]
ROSEVILLE, CA 95661
0
Disclosures
30
Years of Experience
View By:
State Registrations
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Arizona 1/26/2024
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Oregon 8/11/2015
B
California 6/18/2007
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Pennsylvania 3/5/2019
IA
California 6/18/2007
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Tennessee 2/13/2017
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Florida 6/18/2007
B
Texas 11/9/2018
B
Minnesota 11/13/2017
IA
Texas 11/9/2018
B
New Jersey 4/28/2020
B
Washington 10/6/2020
B
North Carolina 5/1/2020
SRO Registrations
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B
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IA
Registered with this firm since 6/18/2007
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Registered with this firm since 6/18/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/06/2005 - 06/26/2007 | PENN VALLEY, CA | |
B | 04/06/2005 - 06/26/2007 | PENN VALLEY, CA | |
IA | 07/08/1997 - 03/17/2005 | SACRAMENTO, CA | |
B | 10/04/1996 - 03/17/2005 | ST. LOUIS, MO | |
B | 02/06/1996 - 10/17/1996 | NEW YORK, NY | |
B | 01/09/1995 - 11/06/1995 | NEWARK, NJ | |
B | 09/01/1994 - 12/05/1994 | OAKDALE, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.