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KEVIN FRANCIS SULLIVAN
CRD#: 2531335
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 130 WESTBROOK ROAD
ESSEX, CT 06426
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 2003 (7 years)2 FIRMS2003 - 2014 (10 years)4 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - Present (8 years)BLPL FINANCIAL LLC (CRD# 6413)2014 - 2016 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2015 - 2016 (1 year)IANORTHSTAR WEALTH PARTNERS LLC (CRD# 169409)2014 - 2015 (<1 year)
License(s)

State Registrations

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Arizona 9/23/2016

B
New Jersey 3/23/2017

B
California 9/23/2016

B
New York 9/23/2016

B
Colorado 9/23/2016

B
North Carolina 3/28/2017

B
Connecticut 9/23/2016

B
Ohio 9/23/2016

IA
Connecticut 9/23/2016

B
Pennsylvania 3/23/2017

B
Florida 9/23/2016

B
Puerto Rico 3/23/2017

B
Georgia 9/23/2016

B
Rhode Island 9/23/2016

B
Maine 9/23/2016

B
South Carolina 9/23/2016

B
Maryland 9/23/2016

B
Tennessee 11/17/2020

B
Massachusetts 9/23/2016

B
Vermont 6/30/2017

B
Michigan 11/5/2019

B
Virginia 9/23/2016

B
New Hampshire 9/23/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
130 WESTBROOK ROAD, ESSEX, CT 06426
1 SOUTH MAIN STREET, BRANFORD, CT 06405
Registered with this firm since 9/23/2016

B
LPL FINANCIAL LLC (CRD#:6413)
130 WESTBROOK ROAD, ESSEX, CT 06426
1 SOUTH MAIN STREET, BRANFORD, CT 06405
Registered with this firm since 9/23/2016

Previous Registration(s)
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09/21/2016 - 09/22/2016 KEY INVESTMENT SERVICES LLC (CRD#:136300) GUILFORD, CT
B
09/21/2016 - 09/22/2016 KEY INVESTMENT SERVICES LLC (CRD#:136300) GUILFORD, CT
IA
09/21/2016 - 09/21/2016 LPL FINANCIAL LLC (CRD#:6413) ESSEX, CT
B
09/21/2016 - 09/21/2016 LPL FINANCIAL LLC (CRD#:6413) ESSEX, CT
IA
05/14/2015 - 09/20/2016 LPL FINANCIAL LLC (CRD#:6413) ESSEX, CT
B
06/12/2014 - 09/20/2016 LPL FINANCIAL LLC (CRD#:6413) ESSEX, CT
IA
06/19/2014 - 05/14/2015 NORTHSTAR WEALTH PARTNERS LLC (CRD#:169409) WEST HARTFORD, CT
IA
10/06/2003 - 05/28/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) BRANFORD, CT
B
10/06/2003 - 05/28/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) BRANFORD, CT
IA
06/18/1996 - 10/06/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) HARTFORD, CT
B
06/10/1996 - 10/06/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.