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Detailed Report
Registration History
1995200020052010201520202025IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)1997 - Present (27 years)BINVESTMENT CENTERS OF AMERICA,... (CRD# 16443)1994 - 1997 (2 years)
Disclosure(s)
View By:
8/1/2019
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 5/24/2019
B
Missouri 9/19/1997
B
Alaska 3/14/2006
B
New Jersey 5/6/2015
B
Arizona 2/27/2009
B
New Mexico 2/8/2000
B
Arkansas 1/3/2005
B
North Carolina 11/2/2022
B
California 2/7/2007
B
North Dakota 3/20/2009
B
Colorado 4/13/2007
B
Ohio 11/3/2010
B
District of Columbia 10/18/2022
B
Oklahoma 5/30/1997
B
Florida 2/22/2008
IA
Oklahoma 2/12/2007
B
Illinois 12/1/2010
B
South Dakota 8/17/2017
B
Indiana 8/21/2023
B
Texas 5/30/1997
B
Iowa 7/30/2004
IA
Texas 8/26/2014
B
Kansas 1/4/2010
B
Virginia 8/9/2011
B
Maryland 8/11/2011
B
Washington 10/12/2009
B
Mississippi 5/3/2023
B
Wyoming 9/9/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
411 SOUTH MAIN ST, HOBART, OK 73651
Registered with this firm since 2/12/2007
B
EDWARD JONES (CRD#:250)
411 SOUTH MAIN ST, HOBART, OK 73651
Registered with this firm since 5/30/1997
Previous Registration(s)
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B
 10/11/1994 - 05/15/1997 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) APPLETON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.