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DAVID ALBERT WASIK
CRD#: 2530150
IA
B
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.CRD#: 106277 West Homestead, PA
FEDERATED SECURITIES CORP.CRD#: 5009 1001 LIBERTY AVENUE
PITTSBURGH, PA 15222-3779
PITTSBURGH, PA 15222-3779
View By:
3/10/2021
Financial
Final
State Registrations
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Alabama 11/24/1999
B
Nebraska 11/24/1999
B
Alaska 11/24/1999
B
Nevada 11/29/1999
B
Arizona 11/24/1999
B
New Hampshire 11/24/1999
B
Arkansas 11/24/1999
B
New Jersey 10/6/1999
B
California 11/24/1999
B
New Mexico 11/24/1999
B
Colorado 9/13/1999
B
New York 11/24/1999
B
Connecticut 11/24/1999
IA
New York 8/5/2021
B
Delaware 11/24/1999
B
North Carolina 11/24/1999
B
District of Columbia 9/13/1999
B
North Dakota 11/29/1999
B
Florida 9/17/1999
B
Ohio 9/14/1999
B
Georgia 11/24/1999
B
Oklahoma 11/24/1999
B
Hawaii 11/24/1999
B
Oregon 11/24/1999
B
Idaho 11/29/1999
B
Pennsylvania 11/24/1999
B
Illinois 11/24/1999
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Pennsylvania 8/22/2008
IA
Illinois 10/14/2022
B
Puerto Rico 9/13/1999
B
Indiana 11/24/1999
IA
Puerto Rico 8/22/2008
B
Iowa 11/24/1999
B
Rhode Island 11/24/1999
B
Kansas 11/24/1999
B
South Carolina 12/1/1999
B
Kentucky 11/24/1999
B
South Dakota 12/1/1999
B
Louisiana 9/14/1999
B
Tennessee 11/29/1999
B
Maine 9/14/1999
B
Texas 11/24/1999
B
Maryland 9/13/1999
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Texas 8/22/2008
B
Massachusetts 11/24/1999
B
Utah 11/24/1999
IA
Massachusetts 5/12/2010
B
Vermont 9/14/1999
B
Michigan 11/24/1999
B
Virginia 11/24/1999
B
Minnesota 11/24/1999
B
Washington 11/24/1999
B
Mississippi 11/29/1999
B
West Virginia 11/29/1999
B
Missouri 11/24/1999
B
Wisconsin 11/24/1999
B
Montana 11/24/1999
B
Wyoming 11/24/1999
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 5/12/2010
IA
Registered with this firm since 5/12/2010
IA
Registered with this firm since 11/11/2009
IA
Registered with this firm since 8/22/2008
B
Registered with this firm since 2/17/1999
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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