Individual Firm
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BRIAN JEFFERY SHARPES
CRD#: 2529486
IA
B
MORGAN STANLEYCRD#: 149777 5390 Kietzke Lane
Suite 200
Reno, NV 89511
Suite 200
Reno, NV 89511
0
Disclosures
30
Years of Experience
View By:
State Registrations
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Alabama 1/21/2022
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Missouri 10/31/2017
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Alaska 10/23/2017
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Montana 10/31/2017
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Arizona 10/23/2017
B
Nevada 10/31/2017
B
Arkansas 1/11/2021
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Nevada 6/12/2020
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California 10/18/2017
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New Jersey 10/31/2017
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California 10/18/2017
B
New Mexico 10/31/2017
B
Colorado 10/23/2017
B
New York 10/31/2017
B
Delaware 10/23/2017
B
North Carolina 10/31/2017
B
District of Columbia 10/23/2017
B
Ohio 6/17/2020
B
Florida 10/23/2017
B
Oregon 10/31/2017
B
Georgia 10/23/2017
B
Pennsylvania 10/31/2017
B
Hawaii 10/23/2017
B
Puerto Rico 10/31/2017
B
Idaho 10/23/2017
B
South Carolina 10/31/2017
B
Illinois 10/23/2017
B
South Dakota 10/31/2017
B
Kansas 11/20/2017
B
Tennessee 1/15/2021
B
Kentucky 1/14/2021
B
Texas 10/31/2017
B
Maine 1/12/2021
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Texas 4/23/2020
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Maryland 10/31/2017
B
Utah 2/1/2021
B
Massachusetts 10/23/2017
B
Virginia 1/2/2018
B
Michigan 10/31/2017
B
Washington 1/11/2021
B
Mississippi 6/20/2023
B
Wyoming 2/5/2021
SRO Registrations
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IA
Registered with this firm since 10/18/2017
B
Registered with this firm since 10/18/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/07/2003 - 10/27/2017 | SAN FRANCISCO, CA | |
B | 11/07/2003 - 10/27/2017 | SAN FRANCISCO, CA | |
IA | 07/08/1997 - 11/26/2003 | WALNUT CREEK, CA | |
B | 09/07/1994 - 11/26/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.