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JAMES ORREN SIMS
JAMES O SIMS
CRD#: 2529265
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Investment Adviser
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Previous Broker
SIGNATURE WEALTH MANAGEMENT GROUP LLCCRD#: 285713 3625 CUMBERLAND BOULEVARD
SUITE 1485
ATLANTA, GA 30339
Registration History
19952000200520102015202020252 FIRMS2008 - 2017 (8 years)IASIGNATURE WEALTH MANAGEMENT GR... (CRD# 285713)2017 - Present (8 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2017 - 2017 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 2008 (14 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2008 (12 years)
License(s)

State Registrations

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Georgia 2/27/2017

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Texas 11/24/2020

Current Registration(s)
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SIGNATURE WEALTH MANAGEMENT GROUP LLC (CRD#:285713)
3625 CUMBERLAND BOULEVARD SUITE 1485, ATLANTA, GA 30339
Registered with this firm since 2/27/2017

Previous Registration(s)
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04/05/2017 - 11/07/2017 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Atlanta, GA
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11/12/2008 - 04/03/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ATLANTA, GA
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11/12/2008 - 04/03/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ATLANTA, GA
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01/19/1996 - 11/14/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
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10/05/1994 - 11/14/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.