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Michael K De Luz
Michael Kirk De Luz
CRD#: 2526894
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Investment Adviser
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Broker
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLCCRD#: 324173 Huntington Beach, CA
INTEGRITY BROKERAGE, LLCCRD#: 117589 300 W glenoaks blvd #202
glendale, CA 91202
Registration History
19952000200520102015202020252 FIRMS2001 - 2001 (<1 year)2 FIRMS2003 - 2003 (<1 year)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2020 - 2022 (2 years)IAWILLIAMS & NOVAK WEALTH MANAGE... (CRD# 324173)2023 - Present (1 year)BINTEGRITY BROKERAGE, LLC (CRD# 117589)2021 - Present (3 years)BHB SECURITIES, LLC (CRD# 140356)2021 - 2025 (3 years)BLYNDHURST SECURITIES INC. (CRD# 315582)2022 - 2023 (<1 year)BFORTA FINANCIAL GROUP, INC. (CRD# 28784)2021 - 2021 (<1 year)BKOVACK SECURITIES INC. (CRD# 44848)2018 - 2019 (1 year)BCHALICE CAPITAL PARTNERS, LLC (CRD# 288898)2018 - 2018 (<1 year)BFINANCIAL WEST GROUP (CRD# 16668)2013 - 2015 (2 years)BHENNION & WALSH, INC. (CRD# 25766)2012 - 2013 (<1 year)BINDEPENDENCE REALTY SECURITIES... (CRD# 150161)2011 - 2012 (<1 year)BKBR CAPITAL MARKETS, LLC (CRD# 128800)2010 - 2011 (1 year)BARI FINANCIAL SERVICES, INC. (CRD# 137608)2010 - 2010 (<1 year)BINLAND SECURITIES CORPORATION (CRD# 15807)2008 - 2009 (1 year)BFIXED INCOME SECURITIES, LP (CRD# 46727)2006 - 2008 (1 year)BAIG SUNAMERICA CAPITAL SERVICE... (CRD# 13158)2004 - 2006 (1 year)BAMERITAS INVESTMENT CORP. (CRD# 14869)2003 - 2004 (1 year)BUBS PAINEWEBBER INC. (CRD# 8174)2002 - 2003 (<1 year)BWS GRIFFITH SECURITIES, INC. (CRD# 10410)2002 - 2002 (<1 year)BALLIANCE FUND DISTRIBUTORS, INC. (CRD# 14549)2000 - 2001 (<1 year)BNATIONWIDE ADVISORY SERVICES, INC. (CRD# 11173)1998 - 2000 (2 years)BPACIFIC MUTUAL DISTRIBUTORS, INC. (CRD# 4452)1994 - 1998 (3 years)IALAZARI CAPITAL MANAGEMENT, INC. (CRD# 172932)2018 - 2023 (5 years)IAFINANCIAL WEST GROUP (CRD# 16668)2014 - 2015 (1 year)
License(s)

State Registrations

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California 9/1/2021

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California 8/8/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC (CRD#:324173)
Huntington Beach, CA
Registered with this firm since 8/8/2023

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INTEGRITY BROKERAGE, LLC (CRD#:117589)
300 W glenoaks blvd #202, glendale, CA 91202
720 SENECA ST STE 107, SEATTLE, WA 98101
Registered with this firm since 9/1/2021

Previous Registration(s)
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12/12/2021 - 02/15/2025 HB SECURITIES, LLC (CRD#:140356) Newport Beach, CA
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05/16/2018 - 09/11/2023 LAZARI CAPITAL MANAGEMENT, INC. (CRD#:172932) WOODLAND HILLS, CA
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08/02/2022 - 02/07/2023 LYNDHURST SECURITIES INC. (CRD#:315582) WOODLAND HILLS, CA
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04/23/2020 - 08/15/2022 KOVACK ADVISORS, INC. (CRD#:140808) Newport Beach, CA
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04/23/2020 - 08/15/2022 KOVACK SECURITIES INC. (CRD#:44848) Newport Beach, CA
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10/14/2021 - 12/09/2021 FORTA FINANCIAL GROUP, INC. (CRD#:28784) AUSTIN, TX
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03/07/2018 - 07/26/2019 KOVACK SECURITIES INC. (CRD#:44848) Glendale, CA
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11/02/2017 - 01/19/2018 CHALICE WEALTH ADVISORS (CRD#:288792) SAN DIEGO, CA
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01/18/2018 - 01/19/2018 CHALICE CAPITAL PARTNERS, LLC (CRD#:288898) SAN DIEGO, CA
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05/15/2017 - 01/19/2018 NIAGARA INTERNATIONAL CAPITAL LIMITED (CRD#:135327) San Diego, CA
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02/02/2017 - 05/04/2017 FINANCIAL WEST GROUP (CRD#:16668) WESTLAKE VILLAGE, CA
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02/02/2017 - 05/04/2017 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
WESTLAKE VILLAGE, CA
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01/26/2016 - 10/31/2016 CL WEALTH MANAGEMENT LLC (CRD#:134922) Huntington Beach, CA
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01/26/2016 - 10/31/2016 CABOT LODGE SECURITIES LLC (CRD#:159712) SCHAUMBURG, IL
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05/27/2014 - 12/16/2015 FINANCIAL WEST GROUP (CRD#:16668) WESTLAKE VILLAGE, CA
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08/23/2013 - 12/16/2015 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
WESTLAKE VILLAGE, CA
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11/27/2012 - 08/28/2013 HENNION & WALSH, INC. (CRD#:25766) PARSIPPANY, NJ
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12/09/2011 - 08/21/2012 INDEPENDENCE REALTY SECURITIES, LLC. (CRD#:150161) MINNEAPOLIS, MN
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06/02/2010 - 10/07/2011 KBR CAPITAL MARKETS, LLC (CRD#:128800) LOS ANGELES, CA
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03/15/2010 - 06/01/2010 ARI FINANCIAL SERVICES, INC. (CRD#:137608) OVERLAND PARK, KS
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01/18/2008 - 07/31/2009 INLAND SECURITIES CORPORATION (CRD#:15807) OAK BROOK, IL
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11/20/2006 - 01/07/2008 FIXED INCOME SECURITIES, LP (CRD#:46727) MONUMENT, CO
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12/08/2004 - 11/10/2006 AIG SUNAMERICA CAPITAL SERVICES, INC. (CRD#:13158) JERSEY CITY, NJ
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10/17/2003 - 12/16/2004 AMERITAS INVESTMENT CORP. (CRD#:14869) LINCOLN, NE
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06/25/2003 - 10/01/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
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01/03/2003 - 01/14/2003 UBS PAINEWEBBER INC. (CRD#:8174) ORANGE, CA
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11/06/2002 - 01/14/2003 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
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02/19/2002 - 10/08/2002 WS GRIFFITH SECURITIES, INC. (CRD#:10410) HARTFORD, CT
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07/05/2001 - 11/30/2001 DIRECTED SERVICES, INC. (CRD#:21675) WEST CHESTER, PA
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05/09/2001 - 07/10/2001 AETNA INVESTMENT SERVICES, LLC (CRD#:34815) WINDSOR, CT
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11/02/2000 - 03/20/2001 ALLIANCE FUND DISTRIBUTORS, INC. (CRD#:14549) NASHVILLE, TN
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09/15/1998 - 12/31/2000 NATIONWIDE ADVISORY SERVICES, INC. (CRD#:11173) COLUMBUS, OH
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10/10/1994 - 09/03/1998 PACIFIC MUTUAL DISTRIBUTORS, INC. (CRD#:4452) NEWPORT BEACH, CA
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Disclosures
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