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Detailed Report
MELISSA STEPHANIE LOVELL
MELISSA STEPHANIE ABOIA
CRD#: 2526827
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 61 SOUTH PARAMUS ROAD
MACK CENTER IV
PARAMUS, NJ 07652
Registration History
1995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2019 - Present (6 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2017 - Present (7 years)BMORGAN STANLEY (CRD# 149777)2009 - 2017 (8 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)1994 - 2007 (12 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2003 (1 year)
License(s)

State Registrations

B
Alabama 5/3/2022
B
Nevada 12/7/2022
B
Arizona 6/14/2017
B
New Hampshire 4/12/2022
B
California 6/14/2017
B
New Jersey 6/14/2017
B
Colorado 6/4/2019
IA
New Jersey 3/11/2019
B
Connecticut 6/4/2019
B
New York 6/14/2017
B
Delaware 6/14/2017
B
North Carolina 6/14/2017
B
Florida 6/14/2017
B
Ohio 2/18/2021
IA
Florida 11/2/2021
B
Oregon 4/12/2022
B
Georgia 6/14/2017
B
Pennsylvania 6/14/2017
B
Hawaii 4/28/2022
B
South Carolina 6/14/2017
B
Illinois 1/4/2019
IA
South Carolina 11/2/2021
B
Indiana 2/19/2025
B
Tennessee 1/4/2019
B
Kentucky 6/14/2017
B
Texas 6/14/2017
B
Maine 6/14/2017
IA
Texas 7/1/2019
B
Maryland 6/4/2019
B
Vermont 6/4/2019
B
Massachusetts 6/14/2017
B
Virginia 6/14/2017
B
Michigan 4/12/2022
B
Washington 6/14/2017
B
Minnesota 1/4/2019
B
Wisconsin 5/28/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
61 SOUTH PARAMUS ROAD MACK CENTER IV, PARAMUS, NJ 07652
Hilton Head Island , SC
Registered with this firm since 3/11/2019
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
61 SOUTH PARAMUS ROAD MACK CENTER IV, PARAMUS, NJ 07652
Hilton Head Island , SC
Registered with this firm since 6/14/2017
Previous Registration(s)
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B
 06/01/2009 - 06/16/2017 MORGAN STANLEY (CRD#:149777) PARAMUS, NJ
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PARAMUS, NJ
B
 10/31/1994 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) PARAMUS, NJ
IA
 12/17/2002 - 12/31/2003 MORGAN STANLEY (CRD#:7556) PARAMUS, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.