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JOSEPH RICHARD GODWIN JR
JOSEPH RICHARD GODWIN
CRD#: 2526647
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 N 18TH ST 22ND FL
TWO LOGAN SQUARE
PHILADELPHIA, PA 19103
Registration History
19952000200520102015202020252 FIRMS2016 - Present (9 years)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2008 - 2016 (7 years)BGOLDMAN, SACHS & CO. (CRD# 361)1994 - 2008 (14 years)IACREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2009 - 2016 (6 years)
License(s)

State Registrations

B
California 1/21/2016

B
New Mexico 11/7/2019

B
Colorado 8/10/2023

B
New York 1/21/2016

B
Connecticut 1/21/2016

B
North Carolina 1/21/2016

B
Delaware 1/21/2016

B
Ohio 1/21/2016

B
District of Columbia 1/10/2019

B
Oregon 1/21/2016

B
Florida 1/21/2016

B
Pennsylvania 1/21/2016

B
Georgia 1/24/2020

IA
Pennsylvania 1/21/2016

B
Illinois 1/21/2016

B
South Carolina 1/21/2016

B
Kentucky 1/21/2016

B
South Dakota 6/18/2021

B
Louisiana 12/5/2018

B
Tennessee 9/30/2022

B
Maryland 1/21/2016

B
Texas 1/19/2021

B
Massachusetts 2/24/2017

IA
Texas 1/21/2021

B
Minnesota 1/3/2025

B
Vermont 12/21/2022

B
Missouri 11/5/2018

B
Virginia 1/21/2016

B
Nevada 2/24/2022

B
Washington 1/13/2025

B
New Hampshire 8/22/2019

B
Wyoming 4/6/2017

B
New Jersey 1/21/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 N 18TH ST 22ND FL TWO LOGAN SQUARE, PHILADELPHIA, PA 19103
YARDLEY, PA
Registered with this firm since 1/21/2016

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 N 18TH ST 22ND FL TWO LOGAN SQUARE, PHILADELPHIA, PA 19103
YARDLEY, PA
Registered with this firm since 1/21/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/02/2009 - 02/17/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) WEST CONSHOHOCKEN, PA
B
12/17/2008 - 02/17/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) WEST CONSHOHOCKEN, PA
B
08/31/1994 - 12/31/2008 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.