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LYNN SOLER GARIBALDI
LYNN RENEE SOLER
CRD#: 2526219
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2929 ALLEN PARKWAY
L3-20
HOUSTON, TX 77019
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2016 (3 years)2 FIRMS2018 - Present (6 years)BSECURITIES MANAGEMENT & RESEAR... (CRD# 759)1995 - 2012 (16 years)IASECURITIES MANAGEMENT AND RESE... (CRD# 759)2005 - 2011 (6 years)
License(s)

State Registrations

B
Texas 4/6/2018

IA
Texas 4/6/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY L3-20, HOUSTON, TX 77019
Registered with this firm since 4/6/2018

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY L3-20, HOUSTON, TX 77019
Registered with this firm since 4/6/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/09/2012 - 04/20/2016 AKA "ANRIA" OR "ANRIA, INC." (CRD#:155158) LEAGUE CITY, TX
B
09/06/2012 - 04/20/2016 ANICO FINANCIAL SERVICES, INC. (CRD#:158883) GALVESTON, TX
B
11/14/1995 - 09/04/2012 SECURITIES MANAGEMENT & RESEARCH, INC. (CRD#:759) LEAGUE CITY, TX
IA
05/09/2005 - 12/31/2011 SECURITIES MANAGEMENT AND RESEARCH, INC. ("SM&R") (CRD#:759) LEAGUE CITY, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.