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JEFFREY JOHN BERGHOLT
JEFFREY J BERGHOLT
CRD#: 2525335
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 ONE MONTGOMERY STREET
SUITES 3300, 3500, 3600, & 3700
SAN FRANCISCO, CA 94104
Registration History
19952000200520102015202020252 FIRMS2012 - Present (12 years)BTHOMAS WEISEL PARTNERS LLC (CRD# 46237)2001 - 2012 (10 years)BCAPITALENGINE SECURITIES, INC. (CRD# 103761)2000 - 2001 (<1 year)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)1997 - 1999 (2 years)BMONTGOMERY SECURITIES (CRD# 4357)1994 - 1997 (3 years)IATHOMAS WEISEL PARTNERS LLC (CRD# 46237)2004 - 2012 (7 years)
License(s)

State Registrations

B
Alabama 3/1/2012

B
Montana 3/1/2012

B
Arizona 3/1/2012

B
Nebraska 3/1/2012

B
California 3/1/2012

B
Nevada 3/1/2012

IA
California 3/1/2012

B
New Hampshire 3/1/2012

B
Colorado 3/1/2012

B
New Jersey 3/1/2012

B
Connecticut 3/1/2012

B
New Mexico 3/1/2012

B
Delaware 3/1/2012

B
New York 3/1/2012

B
District of Columbia 3/1/2012

B
North Carolina 3/1/2012

B
Florida 3/1/2012

B
North Dakota 3/1/2012

B
Georgia 3/1/2012

B
Ohio 3/1/2012

B
Hawaii 3/1/2012

B
Oregon 3/1/2012

B
Idaho 3/1/2012

B
Pennsylvania 3/1/2012

B
Illinois 3/1/2012

B
South Carolina 3/1/2012

B
Indiana 3/1/2012

B
Texas 3/1/2012

B
Iowa 3/1/2012

IA
Texas 3/24/2014

B
Maryland 3/1/2012

B
Utah 3/1/2012

B
Massachusetts 3/1/2012

B
Virginia 3/1/2012

B
Michigan 3/1/2012

B
Washington 3/1/2012

B
Minnesota 3/1/2012

B
Wisconsin 3/1/2012

B
Missouri 3/1/2012

B
Wyoming 3/1/2012

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
ONE MONTGOMERY STREET SUITES 3300, 3500, 3600, & 3700, SAN FRANCISCO, CA 94104
Ross, CA
Registered with this firm since 3/1/2012

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
ONE MONTGOMERY STREET SUITES 3300, 3500, 3600, & 3700, SAN FRANCISCO, CA 94104
Ross, CA
Registered with this firm since 3/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/15/2004 - 03/01/2012 THOMAS WEISEL PARTNERS LLC (CRD#:46237) SAN FRANCISCO, CA
B
07/23/2001 - 03/01/2012 THOMAS WEISEL PARTNERS LLC (CRD#:46237) SAN FRANCISCO, CA
B
08/02/2000 - 05/23/2001 CAPITALENGINE SECURITIES, INC. (CRD#:103761) NEW YORK, NY
B
10/01/1997 - 11/03/1999 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
B
10/24/1994 - 10/01/1997 MONTGOMERY SECURITIES (CRD#:4357) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.