Individual Firm
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TIMOTHY PEDER HAUGAARD
TIM HAUGAARD
CRD#: 2525142
IA
B
MORGAN STANLEYCRD#: 149777 100 North Tampa Street
Suite 3000
Tampa, FL 33602
Suite 3000
Tampa, FL 33602
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 1/3/2011
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Nevada 1/3/2011
B
Arizona 1/3/2011
B
New Jersey 1/3/2011
B
Arkansas 1/3/2011
B
New Mexico 6/4/2019
B
California 6/1/2009
B
New York 1/3/2011
B
Colorado 7/7/2016
B
North Carolina 11/9/2015
B
Connecticut 1/3/2011
B
North Dakota 3/9/2023
B
Delaware 11/6/2015
B
Ohio 1/3/2011
B
District of Columbia 10/19/2016
B
Oregon 1/3/2011
B
Florida 6/1/2009
B
Pennsylvania 1/3/2011
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Florida 6/1/2009
B
Rhode Island 3/9/2023
B
Georgia 1/3/2011
B
South Carolina 1/3/2011
B
Illinois 1/3/2011
B
South Dakota 1/3/2011
B
Indiana 11/6/2015
B
Tennessee 11/6/2015
B
Kentucky 1/3/2011
B
Texas 1/3/2011
B
Louisiana 11/6/2015
IA
Texas 1/7/2011
B
Maine 1/3/2011
B
Utah 3/9/2023
B
Maryland 11/6/2015
B
Vermont 1/3/2011
B
Massachusetts 1/3/2011
B
Virginia 1/3/2011
B
Michigan 11/6/2015
B
Washington 1/3/2011
B
Minnesota 1/3/2011
B
West Virginia 11/6/2015
B
Mississippi 1/3/2011
B
Wisconsin 1/3/2011
B
Missouri 1/6/2020
B
Wyoming 3/9/2023
SRO Registrations
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B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/08/1995 - 06/01/2009 | TAMPA, FL | |
B | 02/28/1995 - 06/01/2009 | TAMPA, FL | |
B | 08/19/1994 - 09/29/1994 | GREENWOOD VILLAGE, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.