Individual Firm
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Francis W McLaughlin
Francis William McLaughlin, Francis McLaughlin, Frank McLaughlin
CRD#: 2524576
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 8174 S. LAS VEGAS BLVD., STE. 113
LAS VEGAS, NV 89123
LAS VEGAS, NV 89123
0
Disclosures
14
Years of Experience
View By:
State Registrations
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California 8/9/2024
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Texas 5/22/2024
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Nevada 5/22/2024
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Texas 5/22/2024
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Nevada 5/22/2024
SRO Registrations
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Registered with this firm since 5/22/2024
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Registered with this firm since 5/22/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/12/2020 - 05/28/2024 | HENDERSON, NV | |
B | 10/07/2020 - 05/28/2024 | HENDERSON, NV | |
B | 08/10/2007 - 08/06/2008 | JERSEY CITY, NJ | |
B | 01/05/2001 - 07/06/2007 | NEW YORK, NY | |
B | 02/25/1997 - 05/03/1999 | NEW YORK, NY |
HENDERSON, NV
11/12/2020 - 05/28/2024
HENDERSON, NV
10/07/2020 - 05/28/2024
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.