Individual Firm
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JONATHAN MARC SEIDEL
CRD#: 2524341
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 11175 CICERO DR
STE 450
ALPHARETTA, GA 30022-1166
STE 450
ALPHARETTA, GA 30022-1166
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 8/5/2016
B
Missouri 1/11/2023
B
Arizona 1/20/2023
B
New Jersey 8/5/2016
B
Arkansas 1/18/2023
B
North Carolina 8/5/2016
B
California 8/5/2016
B
Ohio 12/11/2023
B
Colorado 8/24/2016
B
Pennsylvania 1/6/2023
B
Florida 8/5/2016
B
Tennessee 8/5/2016
B
Georgia 8/5/2016
B
Texas 1/23/2023
IA
Georgia 8/5/2016
IA
Texas 1/24/2023
B
Illinois 3/11/2022
B
Vermont 8/15/2016
B
Maryland 10/3/2024
B
Virginia 1/11/2023
B
Mississippi 12/5/2024
B
Washington 1/13/2023
SRO Registrations
B
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IA
Registered with this firm since 8/5/2016
B
Registered with this firm since 8/5/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/06/2005 - 08/15/2016 | ATLANTA, GA | |
B | 09/30/2005 - 08/15/2016 | ATLANTA, GA | |
IA | 03/05/2003 - 10/03/2005 | ATLANTA, GA | |
B | 08/23/1996 - 10/03/2005 | PURCHASE, NY | |
B | 10/13/1994 - 09/04/1996 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.