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Detailed Report
ROBERT N STULL
NICK STULL III, NICK STULL, ROBERT NICHOLS STULL III
CRD#: 2524298
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6501 AMERICAS PKWY NE STE 1000
ALBUQUERQUE, NM 87110
Registration History
19952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1994 - 2008 (13 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2007 - 2008 (<1 year)
Disclosure(s)
View By:
3/30/2021
Judgment / Lien
License(s)

State Registrations

B
Alaska 12/15/2022
IA
New Mexico 1/1/2008
B
Arizona 1/1/2008
B
New York 1/15/2019
B
California 1/1/2008
B
North Carolina 5/25/2022
B
Colorado 9/7/2023
B
North Dakota 3/10/2021
B
Hawaii 9/18/2009
B
Oregon 3/20/2015
B
Illinois 1/11/2024
B
Pennsylvania 8/20/2013
B
Indiana 11/10/2016
B
Texas 1/1/2008
B
Maryland 4/29/2008
B
Virginia 1/1/2008
B
Nebraska 5/16/2022
B
Washington 11/13/2023
B
Nevada 7/27/2023
B
West Virginia 9/28/2020
B
New Mexico 1/1/2008
B
Wyoming 5/20/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6501 AMERICAS PKWY NE STE 1000, ALBUQUERQUE, NM 87110
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6501 AMERICAS PKWY NE STE 1000, ALBUQUERQUE, NM 87110
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 09/26/1994 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ALBUQUERQUE, NM
IA
 03/13/2007 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ALBUQUERQUE, NM
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.