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Detailed Report
ADAM SCOTT LAYNE
CRD#: 2523712
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1021 E. CARY STREET
TWO JAMES CENTER, SUITE 1000
RICHMOND, VA 23219
Registration History
19952000200520102015202020252 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (15 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1997 - 2006 (8 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1996 - 1997 (1 year)BJOSEPHTHAL LYON & ROSS INCORPO... (CRD# 3227)1994 - 1995 (<1 year)IALEGG MASON WOOD WALKER INC (CRD# 6555)2000 - 2006 (5 years)
License(s)

State Registrations

B
District of Columbia 4/16/2009
B
New Hampshire 11/30/2020
B
Florida 4/16/2009
B
New York 4/16/2009
B
Georgia 4/16/2009
B
South Carolina 4/28/2020
B
Indiana 4/16/2009
B
Texas 2/21/2019
B
Kansas 4/16/2009
IA
Texas 2/22/2019
B
Maryland 4/16/2009
B
Virginia 4/16/2009
B
Massachusetts 2/21/2019
IA
Virginia 4/16/2009

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1021 E. CARY STREET TWO JAMES CENTER, SUITE 1000, RICHMOND, VA 23219
725 Jackson Street Suite 204, Fredericksburg, VA 22401
Registered with this firm since 4/16/2009
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1021 E. CARY STREET TWO JAMES CENTER, SUITE 1000, RICHMOND, VA 23219
725 Jackson Street Suite 204, Fredericksburg, VA 22401
Registered with this firm since 4/16/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/21/2006 - 02/03/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) RICHMOND, VA
B
 02/21/2006 - 02/03/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) RICHMOND, VA
IA
 03/10/2000 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) RICHMOND, VA
B
 07/14/1997 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 03/20/1996 - 05/16/1997 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 11/10/1994 - 08/08/1995 JOSEPHTHAL LYON & ROSS INCORPORATED (CRD#:3227) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.